ARTICLE 26
MERIT PROMOTION

SECTION 1 - GENERAL

A. We recognize that it is in the best interest of our
Agency and its employees to seek a balance in our approach to
recruiting, hiring, and promoting from internal and external
sources. In the foreseeable future, we will be faced with
maintaining acceptable levels of service to our customers while
experiencing fluctuating workloads, functional realignments/
consolidations, and reduced budgets. Every effort will be made
to enhance the career opportunities for our employees while
continuing to staff up in those areas where the mission of the
Centers is increasing.

B. This Article is applicable to all promotions to Agency
positions within the bargaining units covered by this Multi-Unit
Master Agreement.

C. The Parties agree that positions will be filled with
highly qualified candidates, in an expeditious and efficient
manner in accordance with all applicable laws, rules, and
regulations. Vacancies may be filled by promotion, demotion,
noncompetitive conversion, reassignment, transfer, reinstatement,
appointment from an OPM register, direct hire authority, or
eligibles under special authorities (e.g., qualified individuals
with disabilities, Veterans Readjustment Appointment, etc.).

D. Identification, qualification, evaluation, and selection
will be made on the basis of merit principles without regard to
political, religious, labor organization affiliation or non-affiliation,
marital status, race, color, sex, national origin,
non-disqualifying physical or mental handicap, or age. Nepotism
or favoritism is prohibited.

E. In those cases where under-representation exists, EEO and
Affirmative Employment Program (AEP) goals will always be a
primary factor in recruiting the most qualified candidates.

SECTION 2 - DEFINITIONS

A. Position Change - A promotion, demotion, or reassignment
made during an employee's continuous service within the same
Agency. A position change by any of these methods may also
involve a change of official headquarters or post of duty within
the Agency.

B. Promotion - The change of an employee to a position at a
higher grade level within the same job classification system and
pay schedule or to a position with a higher rate of basic pay in
a different job classification system and pay schedule.

C. Demotion - The change of an employee to a lower grade
when both the old and the new positions are under the General
Schedule or under the same wage grade schedule, or to a position
with a lower rate of basic pay when both the old and new
positions are under the same type ungraded wage schedule or in
different pay method categories.

D. Reassignment - The change of an employee from one
position to another without promotion or demotion.

E. Area of Consideration - The area in which the Agency
makes an intensive search for eligible candidates in a specific
promotion action. The minimum area of consideration is the area
designated by the Vacancy Announcement in which the Agency should
reasonably expect to locate enough high-quality candidates, as
determined by the Agency, to fill vacancies in the positions
covered by this Article. When the minimum area of consideration
produces enough high-quality candidates and the Agency does not
find it necessary to make a broader search, the minimum area of
consideration and the area of consideration are the same.

F. Qualified Candidates - Are those who meet established
qualifications requirements for the position.

G. Highly Qualified Candidates - Candidates who, after
rating, substantially exceed qualification standards for the
position.

H. Selective Factors - Are knowledge, skills, or abilities
essential for satisfactory performance on the job and represent
an addition to the basic standard for a position. The following
are examples of appropriate selective factors for determining
eligibility when the factors are essential for successful job
performance.

1. Ability to speak, read, and/or write a language other
than English;

2. Knowledge and abilities pertaining to a certain
program or mission, when these cannot readily be acquired after
promotion; and

3. Ability in a functional area (for example, ability to
evaluate alternative computer systems).

I. Subject Matter Expert (SME) - A person who has
demonstrated knowledge and experience about the duties and
responsibilities of a particular position (e.g., incumbents of
similar positions, supervisors of the position, etc.).

J. Underrepresented Position - A position in any occupation
or grade level in which the organization under the supervision of
the selecting official has not reached the applicable established
Equal Employment Opportunity goal or goals.

K. Selecting Official - The individual delegated authority
by the Agency to make the decision regarding the selection for
placement into a position.

L. Referral List - The certificate containing the names of
the top ranked candidates eligible to be considered by the
selecting official for competitive promotion.

M. Concurrent Consideration - The simultaneous consideration
of Agency and non-Agency candidates for competitive promotion.

SECTION 3 - RESPONSIBILITIES

The following are the responsibilities of employees and the
Union in the merit promotion process.

A. Employees may:

1. Apply for positions in accordance with the
instructions provided in the vacancy announcement.

2. Inform their supervisor of their interest in
promotion consideration, furnishing the appropriate Memorandum of
Interest (DFAS Form 103) prior to extended absence from their
position.

3. Apply only for those positions for which they believe
they are qualified and in which they are interested.

4. Assure that official personnel records, application
forms, and supplemental experience statements reflect appropriate
experience, education, training, and awards.

B. The AFGE Local may bring matters of concern regarding the
merit promotion process to the attention of supervisors as early
as possible in an effort to reach informal resolution.

SECTION 4 - NONCOMPETITIVE PLACEMENT

A. Mandatory Noncompetitive Placement. The type of
mandatory placements listed below will be accomplished as an
exception to the competitive provisions of this Article.

1. Placement of individuals having statutory,
regulatory, or administrative reemployment rights, or to whom a
like employment obligation exists (e.g., employees with
reemployment rights, return of employees from mobility
assignments under the Intergovernmental Personnel Act,
compensably injured employees able to return to work, EEO
settlements, arbitration and grievance decisions, restoration
from military service).

2. Placement actions required in connection with
reduction-in-force.

3. Placement actions to correct a procedural, regulatory
or program violation under Title 5, Code of Federal Regulations,
Part 335.

4. Compliance with DoD Stability of Employment Program.
Prior to initiating recruitment under Merit Promotion, the Human
Resources Directorate will determine if there are eligible
candidates registered in the DoD Priority Placement Program
(PPP). This program provides placement assistance to DoD
employees who have been affected by reduction-in-force or
downgraded through no fault of their own. PPP eligibles will be
referred at any time during the Merit Promotion process, up to
the point the Merit Promotion certificate is referred to the
selection official. A position may not be abolished or
reclassified to avoid placement of PPP candidates.

B. Special/Priority Consideration.

1. Priority Consideration of Downgraded Employees.
Employees who have been downgraded as a result of reduction-in-force
or reclassification action are eligible to be considered
for selection in advance of other candidates. However, there is
no guarantee of selection. For the duration of their
eligibility, employees will be registered and referred for those
positions for which fully qualified at or below the level from
which demoted. Priority consideration under this section does
not apply to positions which offer known promotion potential to a
grade higher than the one from which demoted. The Human
Resources Directorate will be responsible for maintenance of the
"Priority Consideration Listing" and referral of eligibles.

2. Military Spouse Preference. Spouse preference must
be applied when competitive methods (i.e., merit promotion
procedures or OPM registers) are used to fill vacant positions at
grades up to GS-15 or equivalent wage system positions. Military
spouses are referred through the DoD PPP and are automatically a
part of the minimum area of consideration.

3. Priority Consideration for Procedural Error.

a. Special consideration will be given to employees
who failed to receive proper consideration in a competitive
promotion action. If it is determined that an employee was
improperly denied inclusion on a referral list of promotion
candidates under this Article, or was not selected solely because
of non-merit factors, the employee will be accorded one special
consideration. Special consideration will be given for the next
appropriate vacancy to make up for the consideration lost. The
"next appropriate" vacancy is defined as one which meets all the
following conditions:

1) A similar type of position in the same pay
system as the position for which the candidate failed to receive
proper consideration; and

2) A position for which the candidate has an
interest; and

3) A position for which the candidate is highly
qualified.

b. Priority consideration is given in advance of the
referral process and the employee is entitled to consideration
but there is no guarantee of selection. Human Resources will
contact the employee to determine if he or she has an interest in
the position. Employees entitled to special consideration should
continue to apply for all positions for which they desire
competitive consideration.

C. The following actions may be effected without using
competitive procedures.

1. Promotion when an employee was selected from an OPM
Certificate of Eligibles, through direct-hire authorities, or
through merit promotion procedures for a position intended to
prepare the employee for a higher level position. The intent
must be made a matter of record and career ladders must be
documented.

2. Promotion of an employee when his or her position is
classified to a higher grade due to accretion of duties and
responsibilities. However, if the addition of supervisory duties
is the sole basis for upgrading a previous non-supervisory
position, promotion action must be processed under competitive
procedures. Action processed as accretion of duties must meet
the following three criteria:

a. Major duties of the employee's old position are
absorbed into the new position, and the old position is canceled.

b. New position has no known promotion potential.

c. Additional duties do not adversely affect the
grade or continuation of another encumbered position in the same
work unit.

3. Promotion of an employee when his or her position is
classified to a higher grade due to management assignment of
additional duties. However, if the addition of supervisory
duties is the sole basis for upgrading a previous non-supervisory
position, promotion action must be processed under
competitive procedures. Actions processed as assignment of
additional duties must meet the following criteria:

a. Employee must be under the supervisor assigning
the additional duties.

b. Major duties of the employee's old position are
absorbed into the new position, and the old position is
cancelled.

c. New position has no known promotion potential.

d. Additional duties do not adversely affect the
grade of continuation of another encumbered position in the same
work unit.

4. Temporary promotion of an employee for 120 days or
less.

5. Repromotion/transfer of a current federal employee in
the competitive service to a grade (or equivalent level in
another pay system or intervening grade) previously held on a
permanent basis in the competitive service (except when demoted
for personal cause).

6. Repromotion to a grade or position from which an
employee was demoted without personal cause and not at the
employee's request.

7. Selection of an employee eligible for priority
consideration resulting from failure to receive proper
consideration for promotion due to a procedural error in a prior
competitive placement action.

8. Selection of a permanent Federal employee from an OPM
Certificate for a higher graded position or a position with known
promotion potential.

9. Promotion of an employee to a position with a
representative rate which is the same or lower than that of the
position currently held.

10. Position change permitted by reduction-in-force
regulations.

11. Any action, including a promotion, directed by an
individual or organization with authority which supersedes this
Agreement. This includes but is not limited to action required
as a result of discrimination complaint decisions, court
decisions, or arbitrators' decisions.

12. Appointments and promotions made through student
employment programs (e.g., Stay-in-School, Cooperative Education)
and subsequent conversions to full-time permanent status.

13. Placement in positions with promotion potential when
the employee previously held and competed for a similar permanent
position with promotion potential, even if the employee did not
attain the target grade.

14. Conversion from temporary to permanent promotion
provided the temporary promotion was effected under competitive
procedures and the fact that it might lead to permanent promotion
was made known to all potential candidates.

SECTION 5 - VACANCY ANNOUNCEMENTS

A. Vacancies to be filled under this Agreement should be
advertised on a vacancy announcement. In order to have
consistency among DFAS Centers, a standard vacancy announcement
form (DFAS Form 101/101a) will be used. In addition to the
vacancy announcement form, a standard Merit Promotion Form
package for bargaining unit positions will be used. The forms in
this package are as follows: DFAS Form 102, 103, 104-1, 104-2,
105, 106, 107, 108, 109, 110, and 110a.

B. Vacancy announcements will be open for a minimum of 7
workdays. Posting of the announcements will be on official Human
Resources Bulletin Board(s) on the same day the announcements are
opened and distributed. We agree that the Human Resources
Directorate will install a dedicated telephone line with a
continuous recording, which announces current vacancies that are
being recruited. Employees will be able to dial that number
anytime and be informed of current vacancies. Changes to the
recording will be updated as necessary.

C. Management may advertise vacancies individually or in
related groupings. Vacancy announcements for positions for which
there is an anticipated frequent, repetitive, or continuous need
may either be announced on an open continuous basis, or may be
announced for a limited period. A register of top ranked
candidates will be established to refer as appropriate vacancies
arise.

D. Interested individuals within the Area of Consideration
(AOC) may apply at any time prior to the closing date of an open
continuous vacancy announcement. When using an open continuous
vacancy announcement, all eligible candidates who have applied,
up to the date that the request to fill the vacancy is received
for recruitment in the staffing division, will be considered in
the rating and ranking process.

E. Interested individuals may apply on vacancy
announcements, which will be open for a limited period and used
to establish continuing promotion registers only during the
limited period indicated. Eligible candidates will be placed in
rank order on a register, which will be used to fill similar
vacancies in the same AOC as they occur for a specified period of
time after the closing date of the vacancy announcement. A
promotion register may be used for a period of up to one year,
provided the vacancy announcement is reopened at least every 3
months to allow for the submission of applications from other
interested employees and the updating of applications by
employees who have previously filed. The rank order on the
registers will be adjusted as appropriate.

F. Vacancy announcements are not necessary if all available
candidates in the appropriate AOC are considered.

G. Vacancy Announcements will include:

l. Title, series, and grade of position (including
known promotional potential or target/full performance grade).

2. Geographic/organizational location of the position,
including address of organization if appropriate. (Employee
could specify only location of interest.)

3. Area of Consideration.

4. Opening/closing date.

5. Brief description of duties of the position.

6. Qualification/time-in-grade requirements.

7. Selective placement factors.

8. Any requirements specific to the position.

9. Evaluation methods to be used.

10. Knowledge, skills, and abilities (KSAs) against
which applicants will be evaluated.

11. Application procedures with identification of
acceptable forms.

12. Policy statement on EEO.

13. Statement that job-sharing or part-time employment,
if appropriate, will be considered.

14. Any special security rating requirements.

15. If the position is not in the bargaining unit, it
will be so stated in the top margin (capitalized) on the
announcement.

16. Number of vacancies (if known).

17. Any other related information.

H. In order to provide wide spread distribution to all
employees, we agree that all vacancy announcements will be
provided to the Union and posted on all official bulletin boards.

SECTION 6 - APPLICATIONS
A. Applications will be accepted from those qualified and
eligible employees within the specified Area of Consideration
(AOC) or others afforded eligibility under the law. If an
employee does not have a recent annual performance rating (within
the last three years), a statement of non-availability must be
included in the application package. A presumed fully successful
rating will be credited. Employees whose applications are
evaluated as not qualified will be notified that they were not
considered. Applications must be received or postmarked by the
date indicated on the vacancy announcement. Late applications
will not be accepted, except as specified in paragraph C below.
Applications may also be returned without action if they:

1. Are from non-status candidates.

2. Fail to include all documents required by the vacancy
announcement.

3. Fail to provide sufficient information (e.g., KSAs,
current ratings) to determine qualifications, eligibility or
suitability, or to evaluate the candidate.

4. Use government funds for postage.

B. Applications from job-sharing teams within the AOC will
be accepted for full-time vacancies. Each member of the team
must be among the Highly Qualified in order for the team to be
selected. In a situation where job sharing would not be
workable, the selecting official is free to select a single
individual from the Highly Qualified list.

C. Employees on Approved Absence:

1. If, prior to the employee's absence, an employee
submits a written request for consideration for promotion to a
specific position or group of positions, the supervisor submits a
memorandum of interest (DFAS Form 103) to the Human Resources
Directorate. These employees must submit a written request prior
to each absence.

2. An employee on approved absence may file a delayed
application for any position upon his or her return if the
referral has not been issued.

3. In either of the above instances, the employee must
have been absent during the entire open period of the vacancy
announcement and the delayed application must be submitted no
later than three (3) workdays after the employee returns to duty.

D. Upon request, the employee may be allowed a reasonable
amount of official time to file applications for positions within
DFAS. Employees are authorized to use government-owned personal
computers and typewriters to prepare such applications. DFAS
Forms 106, 107, and 108 will be used by all employees applying
for DFAS merit promotions. Employees may use the DFAS Form 103
to specify the level and location for which they would like to be
considered.

SECTION 7 - REASSIGNMENT REQUESTS

A. An employee may request a reassignment to a vacancy for
which qualified. The request will be filled with Human Resources
at the time of the vacancy announcement. These applicants will be
referred without being ranked. When a supervisor selects an
employee for reassignment, the losing and gaining supervisor will
reach a mutually agreeable release date. The management chain
will be used if necessary to ensure both the employee's request
and mission requirements are satisfied.

B. An employee may make a written request to his/her
immediate supervisor for reassignment to another position. If the
employee is selected, the losing and gaining supervisor will reach
a mutually agreeable release date. The management chain will be
used if necessary to ensure both the employee's request and the
mission requirements are satisfied or to review the denial of an
employee's request for reassignment.

SECTION 8 - EVALUATION/ELIGIBILITY REQUIREMENTS

A. Qualification/Eligibility Requirements. The minimum
qualification standards prescribed by Office of Personnel
Management (OPM), including required written tests and
appropriate selective placement factors, will be used to
determine basic eligibility of candidates for competitive
consideration.

B. Selective Placement Factors. Qualifications essential to
successful performance in the position to be filled are
considered to be a part of the minimum qualification standards.
Justification for use of these selective placement factors will
be recorded as part of the job analysis process.

C. Legal and Regulatory Requirements. Applicants must meet
time-in-grade, specialized experience, and time-after competitive
appointment requirements within thirty (30) calendar days after
the closing date of the vacancy announcement unless otherwise
specified on the vacancy announcement.

D. Steps in Developing the Evaluation Process.

1. Federal merit promotion policy requires that
selection for positions filled through competitive procedures be
made from among the best available candidates. Job related
evaluation criteria beyond the standards used for determining
basic eligibility must be used to identify highly qualified
candidates for a position. This candidate evaluation criteria
must be based on a job analysis.

2. A job analysis is an in-depth review of the position
to identify the major duties and determine the KSAs essential to
the position. The job analysis may be conducted by a personnel
specialist, a supervisor, or both.

E. Knowledge, Skills, and Abilities (KSAs).
1. KSAs must be identified through a job analysis of the
position. Only those candidates who meet basic eligibility
requirements will be further evaluated on the basis of
demonstrated job-related KSAs. KSAs will be identified in the
vacancy announcement, and candidates will be required to provide
information as to experience, education, training, awards, etc.,
relating to each KSA. DFAS Form 108 will be used to address
KSAs.

2. Employees are not required to submit KSAs for
positions in the same series as the position the employee
currently holds. In these cases, the most recent performance
appraisal will be used to address the KSAs. However, if the
employee wishes to include KSAs for these positions, they will be
accepted.

SECTION 9 - RATING CANDIDATES

A. Crediting Plans. The crediting plan is a documented
summary of the developed candidate evaluation methods for a
specific job or a number of similar jobs. Crediting plans must
be developed and used for each position or group of positions
being filled. These plans are a part of the placement record.

Levels of a crediting plan are defined in terms of experience,
training and/or education, which will be used to evaluate a
candidate's possession of the required Knowledge, Skills, and
Abilities (KSAs).

B. Rating Sources. The application, KSA statement, and
annual performance rating are used to rate candidates for
positions being filled through merit promotion procedures.
Additional sources identified on the vacancy announcement may
also be used. Official Personnel Folders (OPFs) will not be used
in the rating process except to determine/verify minimum
qualifications.

1. Basic Application - identifies applicant, vacancy
announcement, and additional information about the applicant's
current assignment. It is also used to notify applicants of
actions taken on their application.

2. KSA Statement - documents information about the
applicant's experience in relation to the KSAs for the position
being filled.

3. Annual Performance Rating - provides an additional
means of evaluating the applicant's experience.

C. Rating Panels.

1. Ratings will be accomplished by a personnel
specialist or by a rating and ranking panel. Panels will be used
for positions when it is determined that a panel review would be
appropriate for the position being filled (i.e., large number of
candidates, job complexity, etc.) or when management requests
that a panel be convened.

2. Rating and ranking panels will consist of one to
three Subject Matter Experts (SMEs) who have knowledge or
expertise about the position to be filled, including a union
representative, and/or a personnel specialist. A Bargaining Unit
member may be a SME.

D. Candidate Evaluation. Candidates will be rated using the
criteria contained in established crediting plans. Eligible
candidates' merit standing will be determined using the following
definitions:

1. Qualified - Candidates who have been determined to
meet OPM qualification standards for the position and achieve an
overall rating less than specified for "highly qualified."

2. Highly Qualified - Candidates who, after rating,
substantially exceed qualification standards for the position.

E. Rating 10 or less candidates. Simplified candidate
evaluation procedures, combining screening and ranking, may be
used when there are 10 or less candidates who meet the minimum
qualifications. Under the simplified procedure, all candidates
who are determined to be well qualified will be referred. Use of
this expedited procedure must be documented in the merit
promotion file.

F. Rating Procedures. Candidates who meet minimum OPM
qualification requirements will be formally evaluated against the
KSAs determined through job analysis and identified in the
crediting plan.

SECTION 10 - CREDITING PLANS

A. Candidates who meet minimum qualifications will be
formally evaluated against the Knowledge, Skills, and Abilities
(KSAs) identified in the crediting plan. Crediting plans measure
a candidate's overall qualifications, and are normally based on
the following elements: Experience, Appraisals, Education and
Training, and Awards. Total weights assigned for each element
will vary depending on the position to be filled.

B. Maximum weights applied for each element (Experience,
Appraisals, Education and Training, and Awards) will be identified
on the Vacancy Announcement.

C. Following is an example of how a crediting plan might
look:

The points for the rating elements are examples only. The
point value identified would be the value level to receive the
associated points. For example in experience, only 20, 40, or 60
points could be assigned following the plan below.

GENERIC GS RATING PLAN

EXPERIENCE

A Level

Experience in the same or substantially similar line of work
(usually in the same title and series), at a level below that of
the position to be filled, and possession of all of the knowledge,
skills, and abilities identified for the position. (60 points)

B Level

Experience in a related field at a level below that of the
position being filled and possession of all the knowledge, skills,
and abilities identified for the position.

OR

Experience in the same or substantially similar line of work
at a level below that of the position to be filled and possession
of most of the knowledge skills, and abilities identified for the
position.

OR

Education that is completely qualifying for the position.
(40 points)

C Level

Other qualifying experience or combination of experience and
education.(20 points)

PERFORMANCE SUMMARY RATING

Current Exceptional rating -------- 24 points
Current Highly Successful rating -- 18 points
Current Fully Successful rating --- 12 points

EDUCATION

Only education, which was not used to qualify the applicant
under Experience above, may be counted.

10 POINTS MAXIMUM
GS-2
GS-4

GS-5
GS-8

GS-9
GS-12

GS-13
GS-15
Doctorate degree 10 10 10 10
Master's degree or equivalent,
in an appropriate field 10 10 10 10
Two or more years of
appropriate education above the
high school level

10 10 10 10

One of more years of
appropriate education above the 7 5 3 0

high school level
Related self-development course
work or training above the high
school level, (120 hours at GS-9
and above; 80 hours at GS-5/
8; 40 hours at GS-2/4)

5 300

Applicants are to be awarded points for the highest level they have
achieved, not a combination of points.

AWARDS

9 POINTS MAXIMUM

A maximum of six points may be assigned to cover all
significant performance awards received within the last three
years. (Significant performance awards include Quality Step
Increases, Sustained Superior Performance Awards, Commander's
Awards, Meritorious Service Awards, or the equivalent.)

A maximum of three points may be assigned to cover all
significant performance awards received, which are over three
years old.

SECTION 11 - RANKING AND REFERRAL PROCEDURES

A. Ranking Candidates.

1. After final evaluation, a list of candidates will be
referred to the selecting official in alphabetical order. The
number of candidates referred will be identified as follows:

a. Number of candidates referred will be a minimum
of 15 names, if available.

b. When substantive distinctions cannot be made
among a larger number of candidates than would normally be
referred, all tied candidates will be referred.

2. If there are three or fewer qualified candidates, the
selecting official will be given the option to accept the
referral or request broader recruitment options.

B. Referral.

1. The selecting official will be provided a certificate
of eligibles (referral list), all application documentation, and
any locally developed or adapted guidance on the interview and
selection process.

2. The referral list will be issued to the selecting
official with a suspense date of not more than 15 workdays from
the date of issue. Extension may be granted when properly
justified.

3. The selecting official is not required to make a
selection from the competitive referral list. If the selecting
official does not select from the referred applicants, the
official will document the reason(s) for non-selection [(such as
end strength, mission change.) This list is not inclusive.]

SECTION 12 - SELECTION PROCESS

A. Consideration Given to Candidates.

1. Selecting officials must base their selections on
job-related factors. The job may be filled by some other type of
internal action or by appointment from outside the Agency.
Candidates from other sources (reassignment, demotion,
noncompetitive conversion, transfer, reinstatement, etc.) may be
considered concurrently or in any sequence.

2. A referral list may be further screened to narrow the
number of candidates to be interviewed so that selecting
officials may interview some, all, or none of the referred
candidates. If a screening is done to reduce the number of
candidates who will be interviewed, the criteria for making that
determination will be documented (i.e., if "some", document how
that determination was made). The screening should be based on
job-related criteria in line with the position being filled.
Panel interviews may be used. The interview process used and
established under this agreement will be followed.

B. Additional Vacancies. If additional vacancies occur for
identical positions, selections may be made from the same
announcement within 120 days of the closing date of the vacancy
announcement.

C. Selection Notification. After receipt of the selection
from the selecting official, timely notification will be made to
the selectee(s) and nonselectees as to who was selected and why.
Human Resources will officially notify applicants of their
selection.

D. Release of Employees. Normally, supervisors will release
employees selected for promotion or reassignment within two weeks
(to coincide with the start of the next pay period) after being
notified. This constitutes the effective date of promotion or
reassignment. Extensions must be coordinated with both the
gaining and losing supervisors.

SECTION 13 - DOCUMENTATION AND INFORMATION REVIEW

A. Record. Merit promotion and internal placement files
will consist of records required by Title 5, Code of Federal
Regulations, Part 335. If particular records are not included in
the file, location of the records must be noted to allow for
reconstruction. Files will be retained for two years or until an
OPM evaluation, whichever occurs first. If the file is involved
in a discrimination complaint, it must be retained for at least
two years after final disposition.

B. Access to Merit Promotion Information.

1. All candidates will have equal access to information
on merit promotion. The protection of the privacy of other
individuals is given first consideration. This does not restrict
the rights of an official who has responsibility for
investigating, examining, or adjudicating a complaint, from
access to needed information.

2. Personal or sensitive matters about an individual
will only be released with written consent of the individual
concerned to the Union. Requests for information will be
evaluated and processed under the provisions of 5 U.S.C. Chapter
71, the Privacy Act, and applicable regulations.

3. After official notification of the selection has been
made and within five (5) workdays, an applicant may request, in
writing, the following information from the Human Resources
Directorate, who will provide a written response:

a. Whether the applicant was in the group from which
selection was made;

b. In what areas, if any, the applicant should
improve to increase chances for future selection (this
information will be provided by the Selection Official);

c. The evaluation factors (knowledge, skills and
abilities needed for successful performance in the position),
weights (points) and the procedures used in arriving at the cut-off
scores, final scores, and certification.

4. Upon written request by the employee, the President
of the Union or designee, who is not an applicant or likely to be
an applicant, shall be allowed to review rating and ranking
records of members of the bargaining unit who have applied under
an announcement and who have specific written complaints.

5. Such a request shall be submitted within 10 workdays
after receipt of ratings from the Human Resource Directorate.
With written permission of the employee, the reviewer designated
by the Union may also be allowed access to the employee's
Official Personnel Folder. A staffing specialist shall be made
available to answer technical procedural questions. The Union
agrees to maintain the confidential nature of the information and
not to disclose to the employee or any other employee any
information to which he or she is not entitled. Any
complaints/questions arising from this review constitute Steps 1
and 2 of the Negotiated Grievance Procedure, shall be discussed
with the Human Resources Directorate (Step 2) and, if not
resolved, referred to the Deputate/Directorate for decision (Step
3). This does not preclude the use of Step 4 of the Negotiated
Grievance Procedure by the Union or the Agency. Nonselection
from a group of properly ranked and rated candidates is not, in
itself, a basis for a formal complaint, grievance, or appeal.

SECTION 14 - CAREER LADDERS

A. Supervisors shall periodically evaluate the career
progress of all employees assigned to career ladder positions who
have not reached the top grade in their career ladder, as
indicated on the Notification of Personnel Action (SF-50). This
evaluation shall involve a consideration of the employee's duties
and work performance and the qualification and performance
requirements for the next higher grade in his or her career
ladder. Employees who are considered to be fully performing at
the next higher grade level and are otherwise qualified by OPM
qualification standards, as a rule, shall be recommended for
career promotions. Exceptions to the above will be made during
Reduction-in-Force and other situations, for example, freezes and
reductions in grade ceiling which are dictated by higher levels
of authority.

B. Employees assigned to career ladder positions shall be
given substantially equal opportunities to demonstrate whether
they can perform at the next higher grade in their career ladder.

C. Employees shall be advised as to the grade levels in
their career ladder and what they need to do in order to improve
their chances for promotion. This information will be provided
when requested by the employee or initiated by the supervisor.

D. Supervisors will submit recommendations for promotion of
employees who have met the conditions described in paragraph A,
including the time-in-grade requirements, in sufficient time to
ensure that the employees' promotion is effective in the first
pay period following their eligibility date. In situations where
the first pay period is not met as a result of administrative
error, the necessary pay adjustments will be made.

SECTION 15 - TEMPORARY PROMOTIONS/DETAILS

A. A detail is the temporary assignment of an employee to a
different position, without change in status or pay, for a
specified period of time. Details are often a way of broadening
experience and demonstrating ability at a higher level.
Selection of an employee for a detail, which enhances
qualifications or offers future promotion possibilities, will be
rotated among qualified employees in the work unit. Handicapped
employees serving under excepted appointments may be considered
for details. Details will be used judiciously and will be
terminated as soon as the need for the detail no longer exists.
Details to higher graded positions of 120 days or less need not
be filled through competitive procedures.

B. A temporary promotion is an increase in pay grade for a
specified period of time, after which an employee reverts to his
or her previous pay grade. When it is known in advance that a
temporary assignment of a unit employee to a position within the
unit classified at a higher grade will extend for more than 60
days, the employee, if qualified, will be temporarily promoted
for the period of the assignment. If during the course of an
employee's detail to a higher graded position, it becomes
apparent that the temporary requirement to fill the position will
extend beyond 60 days, the supervisor should determine whether to
terminate the detail and fill the position through other means,
or to allow the detailed employee to continue in the assignment.
If it is decided that the detailed employee should continue in
the position, he or she will be temporarily promoted effective
the next pay period.

C. Temporary promotions in excess of 120 days will be made
under competitive merit staffing procedures. Prior service under
all temporary promotions or details to higher graded positions
within the preceding 12 months is included in the determination
of the 120-day limitation.

D. If an employee requests, a detail of less than 30 days
may be made a matter of record in his or her OPF.